State Operations Manual Chapter 5 - Complaint Procedures

describes the process of managing complaints and incidents, including the types of complaints, the processing flow, and the priority of complaints


State Operations Manual Chapter 5 - Complaint Procedures - cover page
Document type
Other
Language
English
Pages
103
File format
PDF
File size
745 KB
Published
16 October, 2023
Updated
16 October, 2023
MD5 checksum
DC80CBA15EF82B4456BD116E37FF4BB9

About this manual

Chapter 5 of the State Operations Manual details the protocols for handling complaints and incidents involving various healthcare provider types. It covers the general intake process, regional office responsibilities, and specific procedures for different facility categories such as deemed providers, non-deemed suppliers, and nursing homes.

The manual also addresses specialized investigations, including those related to EMTALA violations, CLIA laboratory compliance, and hospital restraint/seclusion death reporting. Priority assignment systems are defined based on the severity of potential harm to patients.

What's inside

  • Management of Complaints and Incidents
  • General Intake Process
  • CMS Regional Office Responsibility
  • ASPEN Complaints/Incidents Tracking System (ACTS)
  • Priority Assignment for Nursing Homes and Providers
  • Investigation of Complaints for Deemed Providers
  • Hospital Restraint/Seclusion Death Reporting
  • EMTALA Violations Investigations
  • CLIA Laboratory Complaint Investigations

Frequently asked questions

What is the mission of the complaint/incident process?

The mission is to protect Medicare/Medicaid beneficiaries from abuse, neglect, exploitation, inadequate care or supervision.

How are complaints with immediate threats handled?

Complaints alleging an immediate threat to the health, safety or welfare of individuals are investigated immediately.

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