User guide for FINRA's Automated Data Delivery System, detailing access levels, enrollment, data delivery methods, file formats, and fees.
This guide explains how firms access transaction data via FINRA ADDS, including Standard Access, Data Delivery Plus, and SFTP options. It covers enrollment procedures, file availability, request methods, and associated fees for each service.
Users can download trade and reject files for various reporting systems like TRACE, ADF, ORF, and Clearing. Data Delivery Plus allows access to up to two years of data and automated daily delivery. SFTP enables automated file retrieval. Fees apply for optional services, billed per MPID or clearing number.
Standard Access allows users to request trade journals for up to 30 days (TRACE) or 3 business days (ADF/ORF/Clearing). Optional Services like Data Delivery Plus extend access to up to two years of data.
Submit a FINRA ADDS Optional Services Request Form for each facility. FINRA will enroll the firm within three business days and grant administrative rights to the Super Account Administrator.
SFTP enables automated retrieval of prior day’s transaction and reject files via Secure File Transfer Protocol. Enrollment requires a request form and incurs a monthly fee per facility.
Firms are charged a fee per MPID or Clearing Number enrolled in each service and product. Fee information is available at www.finra.org/datadelivery/fees.