Supervisory Policy Manual SB-1 Supervision of Regulated Activities of SFC-Registered Authorized Institutions

This document describes the HKMA's approach to supervising the regulated activities of AIs that are registered with the SFC under the Securities and Futures Ordinance

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Published
18 October, 2023
Updated
18 October, 2023
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8E17D09E55B9DEC63343026E59C29A0C
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Supervisory Policy Manual SB-1 Supervision of Regulated Activities of SFC-Registered Authorized Institutions PDF
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