Supervisory Policy Manual SB-1 Supervision of Regulated Activities of SFC-Registered Authorized Institutions

Update: 18 October, 2023

This document describes the HKMA's approach to supervising the regulated activities of AIs that are registered with the SFC under the Securities and Futures Ordinance

File format: PDF

Size: 490 KB

MD5 Checksum: 8E17D09E55B9DEC63343026E59C29A0C

Publication date: 18 October, 2023

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PDF Link: Supervisory Policy Manual SB-1 Supervision of Regulated Activities of SFC-Registered Authorized Institutions PDF

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